Pictet Overseas Inc.

Legal information

Futures Commission Merchant (FCM) Regulatory Disclosures Pursuant to CFTC Rule 1.55(k)(1-11) - (o)(1,3,4) - Pictet Overseas Inc. (POI)

POI. Risk Disclosures pursuant to CFTC Rule 1.55(k)(1-11) - (o)(3,4) ^pdf
POI. Customer Funds Computations for current 12 month period pursuant to CFTC Rule 1.55(o)(1) (i, ii, iii)
POI. Schedule of Adjusted Net Capital, Net Capital and Excess Net Capital for current 12-month period pursuant to CFTC Rule 1.55(o)(1)(iv) ^pdf
POI. Annual audited financial statements pursuant to CFTC Rule 1.55(o)(1)(v) ^pdf
POI. Month-end Customer Funds Computations pursuant to CFTC Rule 1.55(o)(1)(vi)

The U.S. Securities and Exchange Commission (SEC) Rule 606 of Regulation NMS

POI Order Execution and Routing Disclosures

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2024

2023

2022

2021

2020

Historical reporting and additional information available upon request by email.

Client Relationship summary (Form CRS) of Regulation Best Interest

POI Client Relationship Summary (Form CRS)

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Contact Pictet Overseas Inc. for further information

Pictet Overseas Inc.
Address 1000, de la Gauchetière West, Suite 3100
Montreal - Quebec H3B 4W5
Phone: 1-514-288-8161
Fax: 1-514-288-5472

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Financial information for Pictet Overseas Inc., including how the firm invests and holds customer funds, may be obtained from the National Futures Association at the following webpage (BASIC | NFA (futures.org))

Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission at the following webpage (Financial Data for FCMs | CFTC)

The updated version of the Investors Exchange Rule Book, may be obtained by downloading the following document.

Pictet Overseas Inc.