瑞士百达集团
Pictet Overseas Inc.
Legal information
Futures Commission Merchant (FCM) Regulatory Disclosures Pursuant to CFTC Rule 1.55(k)(1-11) - (o)(1,3,4)- Pictet Overseas Inc. (POI)
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POI. Risk Disclosures pursuant to CFTC Rule 1.55(k)(1-11) - (o)(3,4) pdf
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POI. Customer Funds Computations for current 12 month period pursuant to CFTC Rule 1.55(o)(1) (i, ii, iii)
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POI. Schedule of Adjusted Net Capital, Net Capital and Excess Net Capital for current 12-month period pursuant to CFTC Rule 1.55(o)(1)(iv) pdf
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POI. Annual audited financial statements pursuant to CFTC Rule 1.55(o)(1)(v) pdf
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POI. Month-end Customer Funds Computations pursuant to CFTC Rule 1.55(o)(1)(vi)
The U.S. Securities and Exchange Commission (SEC) Rule 606 of Regulation NMS
2022
2021
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POI Quarterly 606 Reporting Q4 2021 pdf
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POI Quarterly 606 Reporting Q4 2021 XML
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POI Quarterly 606 Reporting Q3 2021 pdf
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POI Quarterly 606 Reporting Q3 2021 XML
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POI Quarterly 606 Reporting Q2 2021 pdf
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POI Quarterly 606 Reporting Q2 2021 XML
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POI Quarterly 606 Reporting Q1 2021 pdf
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POI Quarterly 606 Reporting Q1 2021 XML
2020
2019
Historical reporting and additional information available upon request by email.
Client Relationship summary (Form CRS) of Regulation Best Interest
Contact Pictet Overseas Inc. for further information
Pictet Overseas Inc.
Address 1000, de la Gauchetière West, Suite 3100
Montreal - Quebec H3B 4W5
Phone: 1-514-288-8161
Fax: 1-514-288-5472
Email: salestradingmtl@pictet.com
Financial information for Pictet Overseas Inc., including how the firm invests and holds customer funds, may be obtained from the National Futures Association at the following webpage (BASIC | NFA (futures.org))
Additionalfinancial information on all futures commission merchants is available from the Commodity Futures Trading Commission at the following webpage (Financial Data for FCMs | CFTC)